“Can a leading independent broker-dealer and RIA platform become the comprehensive financial technology and services OS for independent financial advisers?”
Commonwealth Financial Network is a broker-dealer and RIA platform serving independent financial advisers. The firm has been expanding its embedded finance offerings for advisers and their clients, including retirement plan recordkeeping via Vestwell and a pooled employer plan (PEP) launch. A significant infrastructure modernisation is underway via a Jack Henry partnership, signalling a move toward more integrated, modern financial technology for its adviser network.