“Can a fiduciary RIA for complex, concentrated wealth operate like a software company — with open-source compliance primitives, AI-assisted advisory, and a full financial OS — to serve ultra-high-net-worth clients at scale?”
Protocol Wealth is a Delaware-registered SEC investment adviser (CRD #335298) targeting ultra-high-net-worth families, founders, and institutional treasuries. Distinctively, it has built a proprietary technology layer — the Protocol Wealth Operating System (PWOS) — with open-source compliance primitives and a client portal, positioning itself as a 'financial OS' for complex wealth rather than a traditional RIA. The firm emphasizes AI-assisted advisory with human fiduciary accountability, and publishes a detailed subprocessors list and security attestations in the spirit of a software company rather than a traditional wealth manager.
Protocol Wealth uses Veriff for KYC and identity verification.
Protocol Wealth is headquartered in Delaware (registered), USA.
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